Filing Details
- Accession Number:
- 0001179110-21-005522
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-18 17:36:59
- Reporting Period:
- 2021-05-14
- Accepted Time:
- 2021-05-18 17:36:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1651561 | Tabula Rasa Healthcare Inc. | TRHC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219799 | Gordon Tunstall | 228 Strawbridge Drive, Suite 100 Moorestown NJ 08057 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-14 | 3,288 | $1.56 | 16,709 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-14 | 6,712 | $3.59 | 23,421 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-14 | 5,000 | $41.22 | 18,421 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-14 | 5,000 | $41.19 | 13,421 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-14 | 3,288 | $0.00 | 3,288 | $1.56 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-14 | 6,712 | $0.00 | 6,712 | $3.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-03-21 | No | 4 | M | Direct | |
| 19,061 | 2023-11-19 | No | 4 | M | Direct |
Footnotes
- This sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2020.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.00 to $41.12, inclusive. The reporting person undertakes to provide to Tabula Rasa HealthCare, Inc., any security holder of Tabula Rasa HealthCare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.20 to $41.39, inclusive.
- The stock option vested 25% on March 21, 2013 and in equal 1/36th installments each month thereafter.
- The stock option vested 25% on November 19, 2014 and in equal 1/36th installments each month thereafter.
Billionaire Hedge Funds
