Filing Details

Accession Number:
0001179110-21-005522
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-18 17:36:59
Reporting Period:
2021-05-14
Accepted Time:
2021-05-18 17:36:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1651561 Tabula Rasa Healthcare Inc. TRHC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1219799 Gordon Tunstall 228 Strawbridge Drive, Suite 100
Moorestown NJ 08057
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-14 3,288 $1.56 16,709 No 4 M Direct
Common Stock Acquisiton 2021-05-14 6,712 $3.59 23,421 No 4 M Direct
Common Stock Disposition 2021-05-14 5,000 $41.22 18,421 No 4 S Direct
Common Stock Disposition 2021-05-14 5,000 $41.19 13,421 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-05-14 3,288 $0.00 3,288 $1.56
Common Stock Employee Stock Option (right to buy) Disposition 2021-05-14 6,712 $0.00 6,712 $3.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-03-21 No 4 M Direct
19,061 2023-11-19 No 4 M Direct
Footnotes
  1. This sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.00 to $41.12, inclusive. The reporting person undertakes to provide to Tabula Rasa HealthCare, Inc., any security holder of Tabula Rasa HealthCare, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (2) and (3) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.20 to $41.39, inclusive.
  4. The stock option vested 25% on March 21, 2013 and in equal 1/36th installments each month thereafter.
  5. The stock option vested 25% on November 19, 2014 and in equal 1/36th installments each month thereafter.