Filing Details

Accession Number:
0001127602-21-017110
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-18 09:56:20
Reporting Period:
2021-05-14
Accepted Time:
2021-05-18 09:56:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495363 Joel J Quadracci C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Chairman, Pres & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-05-14 12,100 $3.57 1,490,195 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,092 Indirect By 401(a) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 229,364 229,364 Direct
Class A Common Stock Class B Common Stock $0.00 2,354 2,354 Indirect
Class A Common Stock Class B Common Stock $0.00 2,354 2,354 Indirect
Class A Common Stock Class B Common Stock $0.00 120,009 120,009 Indirect
Class A Common Stock Class B Common Stock $0.00 2,354 2,354 Indirect
Class A Common Stock Class B Common Stock $0.00 2,354 2,354 Indirect
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 4,410 4,410 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 3,675 3,675 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 6,825 6,825 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 3,938 3,938 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 9,000 9,000 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 4,250 4,250 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 5,250 5,250 Direct
Class A Common Stock Stock Options (Right to Buy) $14.14 2022-01-01 39,881 39,881 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
229,364 229,364 Direct
2,354 2,354 Indirect
2,354 2,354 Indirect
120,009 120,009 Indirect
2,354 2,354 Indirect
2,354 2,354 Indirect
2021-11-18 4,410 4,410 Direct
2021-11-18 3,675 3,675 Direct
2021-11-18 6,825 6,825 Direct
2021-11-18 3,938 3,938 Direct
2021-11-18 9,000 9,000 Direct
2021-11-18 4,250 4,250 Direct
2021-11-18 5,250 5,250 Direct
2022-01-01 39,881 39,881 Direct
Footnotes
  1. Price reported in column 4 is a weighted average price. Shares purchased at prices ranging from $3.24 to $3.69. The reporting person undertakes to provide to the Company, any shareholder of the Company, and the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price.
  2. Shares acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 04/30/2021.
  3. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
  4. As Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  5. As Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  6. As Trustee for the HVQ 1992 Descendants Trust f/b/o J. Joel Quadracci. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  7. As Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  8. As Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  9. All options are fully vested and currently exercisable.