Filing Details
- Accession Number:
- 0001104659-21-068593
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-18 09:57:08
- Reporting Period:
- 2021-05-14
- Accepted Time:
- 2021-05-18 09:57:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1538263 | Hometrust Bancshares Inc. | HTBI | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553051 | Hunter Westbrook | Hometrust Bancshares, Inc. 10 Woodfin Street Asheville NC 28801 | Sevp, Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-14 | 1,207 | $14.37 | 63,402 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-14 | 1,207 | $28.50 | 62,195 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-17 | 3,793 | $14.37 | 65,988 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-17 | 3,793 | $28.50 | 62,195 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2021-05-14 | 1,207 | $0.00 | 1,207 | $14.37 |
| Common Stock | Stock Option | Disposition | 2021-05-17 | 3,793 | $0.00 | 3,793 | $14.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,427 | 2023-02-11 | No | 4 | M | Direct | |
| 66,634 | 2023-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,971 | Indirect | By KSOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $26.00 | 2028-02-11 | 40,000 | 40,000 | Direct | |
| Common Stock | Stock Option | $24.95 | 2027-02-11 | 20,000 | 20,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-02-11 | 40,000 | 40,000 | Direct |
| 2027-02-11 | 20,000 | 20,000 | Direct |
Footnotes
- Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
- Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
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