Filing Details
- Accession Number:
- 0001140361-21-017759
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-17 20:05:51
- Reporting Period:
- 2021-05-13
- Accepted Time:
- 2021-05-17 20:05:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 931148 | Graftech International Ltd | EAF | Electrical Industrial Apparatus (3620) | 272496053 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504723 | Brookfield Private Funds Holdings Inc. | Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3 | No | No | No | No | |
| 1685160 | Ltd Gp Bcp | C/O Brookfield Asset Management Inc. 181 Bay St, Ste. 300 Toronto A6 M5J2T3 | No | No | No | No | |
| 1819045 | Ltd Partners Business Brookfield | 73 Front Street, 5Th Floor Hamilton D0 HM 12 | No | No | No | No | |
| 1819046 | L.p. Business Brookfield | 73 Front Street, 5Th Floor Hamilton D0 HM 12 | No | No | No | No | |
| 1819076 | Bcp Iv (Us Plan) Lp | Brookfield Place 200 Vesey Street New York NY 10281-1023 | No | No | No | No | |
| 1819087 | Bcp Iv (Uk Plan) Lp | Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3 | No | No | No | No | |
| 1819093 | Bcp Iv (Cdn Plan) Lp | Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3 | No | No | No | No | |
| 1819102 | Bcp Iv Bermuda Investor Lp | Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3 | No | No | No | No | |
| 1819104 | L.p. Gp Canadian Bbp Brookfield | Brookfield Place 181 Bay Street, Suite 300 Toronto A6 M5J2T3 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-13 | 12,800,000 | $13.02 | 84,942,570 | No | 4 | S | Indirect | See Explanation of Responses |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Explanation of Responses |
Footnotes
- On May 13, 2021, BCP IV GrafTech Holdings LP agreed to sell a total of 12,800,000 shares of Common Stock in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Block Trade").
- Following the Block Trade, consists of (i) 84,942,043 shares of Common Stock held directly by BCP IV GrafTech Holdings LP; and (ii) 527 shares of Common Stock held directly by BCP IV Bermuda Investor LP.
- Brookfield Asset Management Inc., by virtue of its relationships with these entities, may be deemed to share beneficial ownership of all of these shares.
- BPE IV (Non-Cdn) GP LP, Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV GrafTech Holdings LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV GrafTech Holdings LP.
- Brookfield Capital Partners Ltd., BCP GP Limited, Brookfield Private Equity Group Holdings LP, Brookfield Private Equity Inc. and Brookfield Asset Management Inc., by virtue of their relationships with BCP IV Bermuda Investor LP, may be deemed to share beneficial ownership in the shares held directly by BCP IV Bermuda Investor LP.
- Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
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