Filing Details
- Accession Number:
- 0001127602-21-017077
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-17 17:54:15
- Reporting Period:
- 2021-05-13
- Accepted Time:
- 2021-05-17 17:54:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1671013 | Cardtronics Plc | CATM | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186807 | H Edward West | 2050 W Sam Houston Parkway S Suite #1300 Houston TX 77042 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-13 | 900 | $31.99 | 529,431 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-13 | 900 | $38.92 | 528,531 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-14 | 724 | $31.99 | 529,255 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-14 | 724 | $38.92 | 528,531 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Disposition | 2021-05-13 | 900 | $0.00 | 900 | $31.99 |
Common Stock | Stock Options | Disposition | 2021-05-14 | 724 | $0.00 | 724 | $31.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
67,631 | 2029-03-14 | No | 4 | M | Direct | |
66,907 | 2029-03-14 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $22.31 | 2028-03-30 | 114,544 | 114,544 | Direct | |
Common Stock | Stock Options | $20.92 | 2030-03-31 | 118,974 | 118,974 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 91,116 | 91,116 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-03-30 | 114,544 | 114,544 | Direct |
2030-03-31 | 118,974 | 118,974 | Direct |
91,116 | 91,116 | Direct |
Footnotes
- Sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.
- Represents Stock Options awarded on March 14, 2019 under the Cardtronics 2019 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2020, January 31, 2021, and January 31, 2022.
- Represents Stock Options awarded on March 30, 2018 under the Cardtronics 2018 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2019, January 31, 2020, and January 31, 2021.
- Represents Stock Options awarded on March 31, 2020 under the Cardtronics 2020 Long-Term Incentive Plan. Each Stock Option allows the Reporting Person to purchase one share of the Issuer's Common Stock, subject to the terms of the Plan and the Stock Option Award Agreement. One-third becomes exercisable on each of January 31, 2021, January 31, 2022, and January 31, 2023.
- Each Restricted Stock Unit represents a contingent right to receive one common share of the Issuer's Common Stock and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. The Restricted Stock Units will convert into an equivalent number of shares of the Issuer's Common Stock in accordance with the vesting terms of the underlying Restricted Stock Unit Agreements.