Filing Details
- Accession Number:
- 0001104659-21-068143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-17 16:31:02
- Reporting Period:
- 2021-05-13
- Accepted Time:
- 2021-05-17 16:31:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1745317 | Velodyne Lidar Inc. | VLDR | General Industrial Machinery & Equipment, Nec (3569) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1827155 | Anand Gopalan | 5521 Hellyer Avenue San Jose CA 95138 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-13 | 238,709 | $9.37 | 506,960 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-05-13 | 201,963 | $10.42 | 304,997 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2021-05-13 | 182,815 | $0.00 | 182,815 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
182,815 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $8.97 to $9.942, inclusive. The Reporting Person undertakes to provide to the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $10.021 to $10.67, inclusive. The Reporting Person undertakes to provide to the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents a grant of restricted stock units ("RSUs") that vest in installments, with 25% of the RSUs vesting on December 31, 2021, and 8.33% of the RSUs vesting quarterly thereafter, subject to the Reporting Person's continuous service with the issuer. The RSUs are also subject to acceleration in the event the Reporting Person is subject to a qualifying involuntary termination of employment in connection with the sale of the issuer and in connection with certain terminations of employment in accordance with the Reporting Person's employment agreement.