Filing Details
- Accession Number:
- 0001209191-21-033164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-17 16:30:26
- Reporting Period:
- 2021-05-13
- Accepted Time:
- 2021-05-17 16:30:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1042046 | American Financial Group Inc | AFG | () | OH |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 942061 | Craig S Lindner | 301 East Fourth Street Cincinnati OH 45202 | Co-Ceo & Co-President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-13 | 50,000 | $56.44 | 50,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-13 | 10,000 | $63.15 | 60,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-13 | 60,000 | $129.32 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-14 | 20,000 | $63.15 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-14 | 20,000 | $129.82 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-17 | 20,000 | $63.15 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-17 | 20,000 | $129.55 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Exercise | Disposition | 2021-05-13 | 50,000 | $0.00 | 50,000 | $56.44 |
| Common Stock | Stock Option Exercise | Disposition | 2021-05-13 | 10,000 | $0.00 | 10,000 | $63.15 |
| Common Stock | Stock Option Exercise | Disposition | 2021-05-13 | 20,000 | $0.00 | 20,000 | $63.15 |
| Common Stock | Stock Option Exercise | Disposition | 2021-05-17 | 20,000 | $0.00 | 20,000 | $63.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-24 | No | 4 | M | Direct | |
| 40,000 | 2025-02-23 | No | 4 | M | Direct | |
| 20,000 | 2025-02-23 | No | 4 | M | Direct | |
| 0 | 2025-02-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,725,201 | Indirect | Indirect #1 |
| Common Stock | 1,146,494 | Indirect | Indirect #2 |
| Common Stock | 116,426 | Indirect | Indirect #3 |
| Common Stock | 3,000 | Indirect | Indirect #4 |
| Common Stock | 3,000 | Indirect | Indirect #5 |
| Common Stock | 134,044 | Indirect | Indirect #6 |
| Common Stock | 100,535 | Indirect | Indirect #12 |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.19 to $129.58, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.70 to $129.97, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.50 to $129.79, inclusive.
- Indirect #1: SCL TTEE of the SCL Living Trust DTD 03/30/83.
- Indirect #2: By SCL Trust.
- Indirect #3: By Franes R. Lindner, Trustee for the Frances R. Lindner Living Trust dated 9/13/93.
- Indirect #4: By Dynasty Trust.
- Indirect #5: By GST Trust.
- Indirect #6: By Legacy Trust 10/30/20.
- Indirect #12: Held in the Company's Retirement and Savings Plan. The number of shares of Common is based on a statement dated as of 12/31/2020.
- These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date.
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