Filing Details
- Accession Number:
- 0001055726-21-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-17 16:29:17
- Reporting Period:
- 2021-05-13
- Accepted Time:
- 2021-05-17 16:29:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1055726 | Inovio Pharmaceuticals Inc. | INO | Surgical & Medical Instruments & Apparatus (3841) | 330969592 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278219 | S. Lota Zoth | 660 W. Germantown Pike Suite 110 Plymouth Meeting PA 19462 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-14 | 8,700 | $0.00 | 23,932 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-17 | 2,045 | $6.62 | 21,887 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Acquisiton | 2021-05-13 | 27,000 | $0.00 | 27,000 | $6.23 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2021-05-13 | 18,000 | $0.00 | 18,000 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2021-05-14 | 8,700 | $0.00 | 8,700 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,000 | 2031-05-13 | No | 4 | A | Direct | |
| 18,000 | No | 4 | A | Direct | ||
| 0 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested 100% on May 14, 2021.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- This grant was made pursuant to the issuer's non-employee director compensation policy.
- Options to vest 100% on May 13, 2022.
- Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units will vest 100% on May 13, 2022.
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