Filing Details
- Accession Number:
- 0001127602-21-017022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-17 16:15:47
- Reporting Period:
- 2021-05-13
- Accepted Time:
- 2021-05-17 16:15:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Avient Corp | AVNT | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1661555 | R. Joel Rathbun | Avient Center 33587 Walker Road Avon Lake OH 44012 | Svp, Mergers & Acquisitions | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-13 | 5,773 | $52.24 | 5,334 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-13 | 6,000 | $14.61 | 11,334 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-13 | 2,936 | $52.77 | 8,398 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2021-05-13 | 3,600 | $23.08 | 11,998 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-13 | 2,170 | $52.77 | 9,828 | No | 4 | D | Direct | |
Common Stock | Disposition | 2021-05-14 | 4,494 | $53.05 | 5,334 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2021-05-13 | 6,000 | $0.00 | 6,000 | $14.61 |
Common Stock | Stock Appreciation Rights | Disposition | 2021-05-13 | 3,600 | $0.00 | 3,600 | $23.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-02-14 | No | 4 | M | Direct | |
0 | 2023-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,318 | Indirect | Supplemental Plan |
Footnotes
- The sale price is a weighted average for the sale transactions. The sales prices range from a low of $51.95 per share to a high of $52.45. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.
- The sale price is a weighted average for the sale transactions. The sales prices range from a low of $52.86 per share to a high of $53.22. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, Avient Corporation or a security holder of Avient Corporation.
- The information in this report is based on a plan statement as of May 13, 2021.
- SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.
- SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.