Filing Details
- Accession Number:
- 0000927628-21-000214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-17 16:12:57
- Reporting Period:
- 2021-05-13
- Accepted Time:
- 2021-05-17 16:12:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1691706 | J Michael Wassmer | 1680 Capital One Drive Mclean VA 22102 | President, Card | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-13 | 17,743 | $156.27 | 0 | No | 4 | S | Indirect | By GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By GRAT |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 65,747 | Direct | |
| Common Stock | 26,120 | Indirect | By 2021 GRAT |
| Common Stock | 15 | Indirect | By Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.22 to $156.34. Information regarding the number of shares sold at each price will be provided upon request.
- Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
- On May 10, 2021, the reporting person contributed 26,120 shares of Capital One common stock previously owned directly to a grantor retained annuity trust.
Billionaire Hedge Funds
