Filing Details
- Accession Number:
- 0000899243-21-019603
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-05-17 15:58:00
- Reporting Period:
- 2021-01-04
- Accepted Time:
- 2021-05-17 15:58:00
- Original Submission Date:
- 2021-01-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1807427 | Owl Rock Capital Corp Iii | NONE | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1786096 | Ch Investment Partners, L.l.c. | 3953 Maple Avenue, Suite 250 Dallas TX 75219 | No | No | No | Yes | |
1812407 | L.l.c. Warehouse Iii Orcc | 3953 Maple Avenue, Suite 250 Dallas TX 75219 | No | No | No | Yes | |
1818577 | L.l.c. Investors Iii Orcc | 3953 Maple Avenue, Suite 250 Dallas TX 75219 | No | No | No | Yes | |
1820170 | L. Kirk Rimer | 3953 Maple Avenue, Suite 250 Dallas TX 75219 | No | No | No | Yes | |
1820184 | Oak Lawn Direct Investors Gp, L.l.c. | 3953 Maple Avenue, Suite 250 Dallas TX 75219 | No | No | No | Yes | |
1820195 | I35 Advisors, Inc. | 3953 Maple Avenue, Suite 250 Dallas TX 75219 | No | No | No | Yes | |
1820229 | R. Michael Silverman | 3953 Maple Avenue, Suite 250 Dallas TX 75219 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2021-01-04 | 1,892,455 | $0.00 | 1,665,146 | No | 4 | S | Indirect | By ORCC III Warehouse L.L.C. |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2021-01-04 | 1,892,455 | $0.00 | 1,892,455 | No | 4 | P | Indirect | By ORCC III Investors L.L.C. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By ORCC III Warehouse L.L.C. |
No | 4 | P | Indirect | By ORCC III Investors L.L.C. |
Footnotes
- On January 4, 2021, ORCC III Warehouse L.L.C., a Delaware limited liability company ("ORCC III Warehouse") transferred 1,892,455.147 shares of common stock, par value $0.01 per share of Owl Rock Capital Corporation III, a Maryland corporation (the "Issuer") to its affiliate, ORCC III Investors L.L.C., a Delaware limited liability company ("ORCC III Investors", and together with ORCC III Warehouse, the "Funds") at cost, including the reimbursement of certain expenses.
- This Form 4 is being jointly filed by and on behalf of each of the Funds, Oak Lawn Direct Investors GP, L.L.C., a Delaware limited liability company ("Oak Lawn"), CH Investment Partners, L.L.C., a Delaware limited liability company ("CHIP"), I35 Advisors, Inc., a Texas corporation ("I35"), Kirk L. Rimer and Michael R. Silverman. The Funds are the record and direct beneficial owners of the securities covered by this statement. Oak Lawn is the managing member of, and may be deemed to beneficially own securities owned by, the Funds.
- CHIP serves as the investment manager to the Funds and has been granted exclusive investment discretion and investment management authority with respect to the Funds and its investments, including the securities covered by this statement, but CHIP generally must seek voting instructions from the members of the Funds and vote in accordance with such instructions. I35 is the manager of, and may be deemed to beneficially own securities beneficially owned by, Oak Lawn. Michael Silverman and Kirk Rimer serve as Co-Presidents of I35, and may be deemed to beneficially own securities beneficially owned by, I35.
- Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such reporting person in such securities.