Filing Details
- Accession Number:
- 0000717538-21-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-04-30 13:00:00
- Reporting Period:
- 2021-04-29
- Accepted Time:
- 2021-04-30 16:01:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 717538 | Arrow Financial Corp | AROW | National Commercial Banks (6021) | 222448962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1463249 | S. David Demarco | 7 Ingersol Road Saratoga Springs NY 12866 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-29 | 5,797 | $22.30 | 35,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-30 | 5,797 | $35.31 | 29,870 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-04-29 | 5,797 | $0.00 | 5,797 | $22.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2026-01-27 | No | 4 | M | Direct |
Footnotes
- The information provided reflects 25 shares acquired under the Company's DRIP and 1,488 shares related to the 2020 ESOP allocation which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- The option vests in four equal installments beginning January 27, 2017.
Billionaire Hedge Funds
