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Home > Insider Trading > Filing (0000073124-21-000189)

Filing Details

Accession Number:: 0000073124-21-000189
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-04-30 13:00:00
Reporting Period:: 2021-04-29

Accepted Time:: 2021-04-30 16:56:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
73124	Northern Trust Corp	NTRS	State Commercial Banks (6022)	362723087

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1136778	P Robert Browne	50 South La Salle St Chicago IL 60603	Evp & Chief Investment Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-04-29	10,000	$88.06	38,699	No	4	M	Direct
Common Stock	Disposition	2021-04-29	13,500	$114.37	25,199	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right-to-buy)	Disposition	2021-04-29	10,000	$0.00	10,000	$88.06

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,356		2027-02-21	No	4	M	Direct

Footnotes

Includes 18,753 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
Price reflects the weighted average sales price from $114.30 to $114.47. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
This option became exercisable in four equal annual installments beginning February 21, 2018.