Filing Details
- Accession Number:
- 0000899243-21-019193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-12 13:00:00
- Reporting Period:
- 2021-05-10
- Accepted Time:
- 2021-05-12 12:19:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595866 | K Mark Cox | 200 South Wilcox Kingsport TN 37660 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-10 | 3,141 | $87.43 | 6,165 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-10 | 3,141 | $125.70 | 3,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-10 | 6,949 | $65.16 | 9,973 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-10 | 6,949 | $125.60 | 3,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-10 | 15,074 | $80.25 | 18,098 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-10 | 15,074 | $125.29 | 3,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-10 | 18,531 | $104.21 | 21,555 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-10 | 18,531 | $125.16 | 3,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-10 | 13,982 | $82.69 | 17,006 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-10 | 13,982 | $124.91 | 3,024 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-10 | 6,450 | $61.51 | 9,474 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-10 | 6,450 | $125.17 | 3,024 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-05-10 | 1,360 | $0.00 | 1,664 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-10 | 3,141 | $0.00 | 3,141 | $87.43 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-10 | 6,949 | $0.00 | 6,949 | $65.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-10 | 15,074 | $0.00 | 15,074 | $80.25 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-10 | 18,531 | $0.00 | 18,531 | $104.21 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-10 | 13,982 | $0.00 | 13,982 | $82.69 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-05-10 | 6,450 | $0.00 | 6,450 | $61.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-28 | 2024-02-27 | No | 4 | M | Direct |
| 0 | 2019-02-26 | 2026-02-25 | No | 4 | M | Direct |
| 0 | 2020-02-28 | 2027-02-27 | No | 4 | M | Direct |
| 0 | 2021-02-26 | 2028-02-25 | No | 4 | M | Direct |
| 6,992 | 2021-02-28 | 2029-02-27 | No | 4 | M | Direct |
| 12,900 | 2021-02-28 | 2030-02-27 | No | 4 | M | Direct |
Footnotes
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.67 to $125.71. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.52 to $125.67. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.09 to $125.48. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3).
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.03 to $125.38. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4).
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $124.80 to $125.10. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (5).
- Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $125.12 to $125.17. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (6).
- One-third of the option became exercisable on February 28, 2020 and February 28, 2021, respectively and one-third of the option becomes exercisable on February 28, 2022.
- One-third of the option became exercisable on February 28, 2021 and one-third of the option becomes exercisable on February 28, 2022 and February 28, 2023, respectively.
Billionaire Hedge Funds
