Filing Details
- Accession Number:
- 0001179110-11-007167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-03 08:14:02
- Reporting Period:
- 2011-04-29
- Filing Date:
- 2011-05-03
- Accepted Time:
- 2011-05-03 08:14:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 837173 | Walter Energy Inc. | WLT | Bituminous Coal & Lignite Mining (1220) | 133429953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485027 | T Michael Madden | 16243 Highway 216 Brookwood AL 35444 | Global Head- Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-29 | 1,543 | $17.89 | 37,092 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 7,000 | $21.02 | 44,092 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 6,000 | $15.83 | 50,092 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-29 | 14,543 | $138.23 | 35,549 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified stock option | Disposition | 2011-04-29 | 1,543 | $0.00 | 1,543 | $17.89 |
| Common Stock | Non-qualified stock option | Disposition | 2011-04-29 | 7,000 | $0.00 | 7,000 | $21.02 |
| Common Stock | Non-qualified stock option | Disposition | 2011-04-29 | 6,000 | $0.00 | 6,000 | $15.83 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-02-25 | No | 4 | M | Direct | |
| 11,139 | 2016-10-24 | No | 4 | M | Direct | |
| 7,045 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- Options vest in 7 years beginning 2/25/06, subject to accelerated vesting.
- Options vest in 3 equal annual installments beginning 10/24/07.
- Options vest in 3 equal annual installments beginning 02/27/10, subject to continued employment.
- Includes shares held by reporting Person under Employee Stock Purchase Plan.
- Represents the weighted average sale price for price increments ranging from $138.09 to $138.44. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
