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Filing Details

Accession Number:: 0000091142-21-000088
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-12 13:00:00
Reporting Period:: 2021-05-11

Accepted Time:: 2021-05-12 16:10:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1710905	R David Warren	A. O. Smith Corporation 500 Tennessee Waltz Parkway Ashland City TN 37015	Senior Vp & President And Gm	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-05-11	1,714	$23.24	7,808	No	4	M	Direct
Common Stock	Acquisiton	2021-05-11	3,492	$30.77	11,300	No	4	M	Direct
Common Stock	Acquisiton	2021-05-11	5,710	$31.67	17,010	No	4	M	Direct
Common Stock	Acquisiton	2021-05-11	11,377	$49.42	28,387	No	4	M	Direct
Common Stock	Acquisiton	2021-05-11	8,099	$42.39	36,486	No	4	M	Direct
Common Stock	Disposition	2021-05-11	30,392	$70.79	6,094	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2021-05-11	1,714	$0.00	1,714	$23.24
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2021-05-11	3,492	$0.00	3,492	$30.77
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2021-05-11	5,710	$0.00	5,710	$31.67
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2021-05-11	11,377	$0.00	11,377	$49.42
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2021-05-11	8,099	$0.00	8,099	$42.39

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
78,092	2024-02-10	No	4	M	Direct
74,600	2025-02-09	No	4	M	Direct
68,890	2026-02-08	No	4	M	Direct
57,513	2029-02-11	No	4	M	Direct
49,414	2030-02-10	No	4	M	Direct

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $70.69 to $70.94. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.
The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.
The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.