Filing Details
- Accession Number:
- 0001225208-11-012806
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 20:34:42
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 20:34:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1140536 | Willis Group Holdings Plc | WSH | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207552 | J Joseph Plumeri | C/O Willis Group Holdings Plc 51 Lime Street London, England X0 EC3M 7DQ | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2011-03-23 | 62,921 | $0.00 | 3,817,185 | No | 5 | G | Direct | |
| Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2011-04-28 | 83,925 | $41.33 | 3,733,260 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Footnotes
- Includes an aggregate of 371,859 restricted share units ("RSUs") subject to the satisfaction of vesting requirements, as well as 100,440 vested RSUs with a deferred settlement upon the earlier of the 2011 Annual General Meeting of Shareholders and when the reporting person incurs a separation from service from the Issuer, and 66,000 vested RSUs with a deferred settlement upon the reporting person's separation from service from the Issuer.
- The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2011 to cover taxes incurred on the vesting of RSUs.
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $40.89 to $41.67 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- Includes an aggregate of 306,166 RSUs subject to the satisfaction of vesting requirements, as well as 66,000 vested RSUs with a deferred settlement upon the reporting person's separation from service from the Issuer.
Billionaire Hedge Funds
