Filing Details
- Accession Number:
- 0001245313-11-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 20:16:35
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 20:16:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441076 | A David Jones | 3005 Tasman Drive Santa Clara CA 95054 | Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-28 | 15,000 | $19.24 | 117,798 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 3,500 | $43.49 | 121,298 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 7,500 | $31.29 | 128,798 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 2,000 | $27.84 | 130,798 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-29 | 437 | $0.00 | 113,913 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2011-04-28 | 8,153 | $60.46 | 122,645 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-28 | 2,846 | $60.43 | 119,799 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-28 | 4,978 | $60.49 | 114,821 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-28 | 1,345 | $60.40 | 113,476 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-29 | 203 | $60.44 | 113,710 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | J | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2011-04-28 | 15,000 | $19.24 | 15,000 | $19.24 |
| Common Stock | Stock Options | Disposition | 2011-04-28 | 3,500 | $43.49 | 3,500 | $43.49 |
| Common Stock | Stock Options | Disposition | 2011-04-28 | 7,500 | $31.29 | 7,500 | $31.29 |
| Common Stock | Stock Options | Disposition | 2011-04-28 | 2,000 | $27.84 | 2,000 | $27.84 |
| Common Stock | Restricted Stock Unit | Disposition | 2011-04-29 | 437 | $0.00 | 437 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 64,606 | 2003-11-05 | 2012-11-05 | No | 4 | M | Direct |
| 61,106 | 2006-04-01 | 2012-04-01 | No | 4 | M | Direct |
| 53,606 | 2003-04-17 | 2012-04-17 | No | 4 | M | Direct |
| 51,606 | 2010-05-12 | 2016-05-12 | No | 4 | M | Direct |
| 51,169 | 2011-04-29 | 2012-04-29 | No | 4 | J | Direct |
Footnotes
- A tranch of a restricted stock unit grant has vested and shares of common stock have been issued.
- The reporting person surrendered company stock to pay for taxes associated with the vesting of a previously reported restricted stock unit.
Billionaire Hedge Funds
