Filing Details

Accession Number:
0001104659-21-064687
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-11 13:00:00
Reporting Period:
2021-05-07
Accepted Time:
2021-05-11 18:45:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1530979 Honest Company Inc. HNST Retail-Catalog & Mail-Order Houses (5961) 900750205
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544498 Michael James Chu 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1860260 Thc Shared Abacus, Lp 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-07 1,934,226 $0.00 22,847,364 No 4 C Direct
Common Stock Acquisiton 2021-05-07 3,239,594 $0.00 26,086,958 No 4 C Direct
Common Stock Acquisiton 2021-05-07 5,100,790 $0.00 31,187,748 No 4 C Direct
Common Stock Disposition 2021-05-07 19,017,945 $16.00 12,169,803 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2021-05-07 1,934,226 $0.00 1,934,226 $0.00
Common Stock Series A-1 Preferred Stock Disposition 2021-05-07 3,239,594 $0.00 3,239,594 $0.00
Common Stock Series F Preferred Stock Disposition 2021-05-07 5,100,790 $0.00 5,100,790 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The shares of Series A Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
  2. Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and the management of C8 Management, L.L.C. is controlled by a managing board. J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Scott Dahnke is also a director of the Issuer and is making a separate Form 4 filing. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830.
  3. The shares of Series A-1 Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
  4. The shares of Series F Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.