Filing Details
- Accession Number:
- 0001209191-21-031908
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-11 13:00:00
- Reporting Period:
- 2021-05-07
- Accepted Time:
- 2021-05-11 20:45:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1530979 | Honest Company Inc. | HNST | Retail-Catalog & Mail-Order Houses (5961) | 900750205 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1545446 | Arnold Scott Dahnke | 12130 Millennium Drive, Suite 500 Los Angeles CA 90094 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-07 | 1,934,226 | $0.00 | 22,847,364 | No | 4 | C | Indirect | By THC Shared Abacus, LP |
Common Stock | Acquisiton | 2021-05-07 | 3,239,594 | $0.00 | 26,086,958 | No | 4 | C | Indirect | By THC Shared Abacus, LP |
Common Stock | Acquisiton | 2021-05-07 | 5,100,790 | $0.00 | 31,187,748 | No | 4 | C | Indirect | By THC Shared Abacus, LP |
Common Stock | Disposition | 2021-05-07 | 19,017,945 | $16.00 | 12,169,803 | No | 4 | S | Indirect | By THC Shared Abacus, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By THC Shared Abacus, LP |
No | 4 | C | Indirect | By THC Shared Abacus, LP |
No | 4 | C | Indirect | By THC Shared Abacus, LP |
No | 4 | S | Indirect | By THC Shared Abacus, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2021-05-07 | 1,934,226 | $0.00 | 1,934,226 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2021-05-07 | 3,239,594 | $0.00 | 3,239,594 | $0.00 |
Common Stock | Series F Preferred Stock | Disposition | 2021-05-07 | 5,100,790 | $0.00 | 5,100,790 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The shares of Series A Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
- Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and the management of C8 Management, L.L.C. is controlled by a managing board. J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830.
- The shares of Series A-1 Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.
- The shares of Series F Preferred Stock converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.