Home > Insider Trading > Filing (0001715268-21-000033)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1715268	Golub Capital Bdc 3 Inc.	NONE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1311018	E Lawrence Golub	C/O Golub Capital Bdc 3, Inc. 200 Park Avenue, 25Th Floor New York NY 10166	Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Acquisiton	2021-05-07	76,702	$15.00	847,929	No	4	P	Indirect	By GCOP LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By GCOP LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	1,834,523	Indirect	By GEMS Fund 4, L.P.

Footnotes

Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 847,929.138 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.