Filing Details

Accession Number:
0000091142-21-000087
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-05-11 13:00:00
Reporting Period:
2021-05-03
Accepted Time:
2021-05-11 17:02:31
Original Submission Date:
2021-05-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1736083 E Wallace Goodwin Lochinvar, Llc
300 Maddox Simpson Parkway
Lebanon TN 37090
Svp; Pres & Gm, Lochinvar, Llc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-03 1,595 $17.46 18,445 No 4 M Direct
Common Stock Disposition 2021-05-03 1,595 $69.80 16,850 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2021-05-03 1,595 $0.00 1,595 $17.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,570 2023-02-11 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2021.
  2. The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.