Filing Details
- Accession Number:
- 0001567619-21-009531
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-11 13:00:00
- Reporting Period:
- 2021-05-07
- Accepted Time:
- 2021-05-11 14:02:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1768791 | Jr. E. Peter Haas | C/O Argonaut Securities Company 1155 Battery Street San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-05-07 | 70,356 | $0.00 | 70,356 | No | 4 | C | Indirect | See footnote |
Class A Common Stock | Disposition | 2021-05-07 | 70,356 | $30.28 | 0 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock | Acquisiton | 2021-05-10 | 58,634 | $0.00 | 58,634 | No | 4 | C | Indirect | See footnote |
Class A Common Stock | Disposition | 2021-05-10 | 58,634 | $30.19 | 0 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2021-05-07 | 70,356 | $0.00 | 70,356 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2021-05-10 | 58,634 | $0.00 | 58,634 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,647,837 | No | 4 | C | Indirect | ||
24,589,203 | No | 4 | C | Indirect |
Footnotes
- Represents the conversion of Class B Common Stock into Class A Common Stock.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.
- Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.04 to $30.70 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.46 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.