Filing Details

Accession Number:
0001209191-21-031099
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-07 13:00:00
Reporting Period:
2021-05-05
Accepted Time:
2021-05-07 21:43:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393818 Blackstone Group Inc BX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238989 E Hamilton James C/O The Blackstone Group
345 Park Avenue
New York NY 10154
Executive Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-05-05 78,947 $88.34 921,053 No 4 S Direct
Common Stock Disposition 2021-05-05 90,790 $88.34 1,059,210 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-05 55,263 $88.34 644,737 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-06 79,254 $87.92 841,799 No 4 S Direct
Common Stock Disposition 2021-05-06 8,466 $88.27 833,333 No 4 S Direct
Common Stock Disposition 2021-05-06 91,251 $87.92 967,959 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-06 9,626 $88.27 958,333 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-06 55,325 $87.92 589,412 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-06 6,078 $88.27 583,334 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-07 140,351 $90.24 692,982 No 4 S Direct
Common Stock Disposition 2021-05-07 161,404 $90.24 796,929 No 4 S Indirect See footnote
Common Stock Disposition 2021-05-07 98,245 $90.25 485,089 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Direct
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Blackstone Holdings partnership units Disposition 2021-04-30 1,000,000 $0.00 1,000,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,723,093 No 5 G Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,497 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Blackstone Holdings partnership units $0.00 4,507,207 4,507,207 Indirect
Common Stock Blackstone Holdings partnership units $0.00 2,800,000 2,800,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
4,507,207 4,507,207 Indirect
2,800,000 2,800,000 Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.875 to $88.61, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  2. These securities are held in a trust for the benefit of the Reporting Person's children (the Children's Trust), of which the Reporting Person is a trustee, but the Reporting Person does not have or share investment control with respect to the units.
  3. These securities are held in a trust for the benefit of the Reporting Person's grandchildren (the Grandchildren's Trust), of which the Reporting Person is a trustee.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.24 to $88.23, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.24 to $88.34, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.24 to $88.33, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.99 to $90.58, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.99 to $90.57, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.03 to $90.56, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  10. These securities are held in a limited liability company beneficially owned by the Reporting Person, his spouse and a trust for the benefit of the Reporting Person's children.
  11. A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of The Blackstone Group Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone.
  12. The Reporting Person donated 1,000,000 Blackstone Holdings partnership units to a charitable foundation.