Filing Details

Accession Number:
0001179110-11-007154
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-02 17:33:22
Reporting Period:
2011-04-28
Filing Date:
2011-05-02
Accepted Time:
2011-05-02 17:33:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
887969 Mrv Communications Inc MRVC.PK Semiconductors & Related Devices (3674) 061340090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345051 H Kenneth Stein Shubin 20415 Nordhoff Street
Chatsworth CA 91311
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-28 3,341 $1.55 460,705 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Dr. Shubin Stein's sale of MRV Communications, Inc.'s common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 3,341 shares, with the reporting person's purchase of 3,341 shares at a price of $1.30 per share on November 17, 2010. Even though the shares were only held indirectly through a managed fund, Dr. Shubin Stein has paid MRV Communications, Inc. $835.25, representing the full amount of the profit realized in connection with the short-swing transaction.
  2. Dr. Shubin Stein beneficially owns 128,133 shares of common stock of MRV Communications, Inc. directly. In addition, he has sole trading and voting discretion as the managing member of Spencer Capital Management, LLC, which manages various accounts that hold 332,572 shares of MRV Communications, Inc. common stock. As the managing member of Spencer Capital Management, LLC, Dr. Shubin Stein may be deemed to be the beneficial owner of the 332,572 shares held in the managed accounts. Dr. Shubin Stein claims beneficial ownership of any of the shares included in this report to the extent of his pecuniary interest therein.