Filing Details

Accession Number:
0001562180-21-003319
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-07 13:00:00
Reporting Period:
2021-05-05
Accepted Time:
2021-05-07 15:43:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459839 Si-Bone Inc. SIBN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1035986 W Jeffrey Dunn C/O Si-Bone, Inc.
471 El Camino Real, Suite 101
Santa Clara CA 95050
Chairman, President & Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-05 2,474 $4.32 204,155 No 4 M Direct
Common Stock Acquisiton 2021-05-05 12,626 $4.32 216,781 No 4 M Direct
Common Stock Disposition 2021-05-05 2,474 $32.67 214,307 No 4 S Direct
Common Stock Disposition 2021-05-05 12,626 $32.67 201,689 No 4 S Direct
Common Stock Disposition 2021-05-05 24,829 $32.67 46,233 No 4 S Indirect by Trust
Common Stock Disposition 2021-05-05 71 $33.31 46,162 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-05-05 2,474 $0.00 2,474 $4.32
Common Stock Stock Option (Right to Buy) Disposition 2021-05-05 12,626 $0.00 12,626 $4.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
86,340 2025-05-25 No 4 M Direct
0 2025-05-25 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan.
  2. The price reported in column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $32.15 to $33.13, inclusive. The Reporting Person undertakes to provide the Issuer, any securityholder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in these footnotes.
  3. Represents shares issuable on the settlement of the net restricted stock units granted and cancelled to the Reporting Person. Each restrictedstock unit represents a contingent right to receive one share of the Issuer's common stock.
  4. Shares held by The Jeffrey W. Dunn Living Trust Dated May 17, 2012.
  5. The shares subject to the option vest in equal monthly installments over four years commencing on vesting commencement date, subject to Reporting Person's continued service through each relevant vesting date.