Filing Details
- Accession Number:
- 0001437749-21-011381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-07 13:00:00
- Reporting Period:
- 2021-05-05
- Accepted Time:
- 2021-05-07 18:41:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1217625 | Corey Whitely | 25 Lake Avenue Ext. Danbury CT 06811 | Evp, Administration & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-05 | 1,561 | $30.87 | 0 | No | 4 | S | Indirect | Shares held inEthan Allen401(K) Plan |
| Common Stock | Acquisiton | 2021-05-05 | 3,333 | $26.19 | 24,377 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-05 | 12,000 | $25.24 | 36,377 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-05 | 15,333 | $30.58 | 21,044 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Shares held inEthan Allen401(K) Plan |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-05 | 12,000 | $0.00 | 12,000 | $25.24 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-05 | 3,333 | $0.00 | 3,333 | $26.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-01-31 | No | 4 | M | Direct | |
| 0 | 2025-06-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.22 to $31.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The performance vested stock options granted on January 31, 2014 fully vested ratably on the 3rd, 4th, and 5th anniversary of Grant Date.
- The performance vested stock options granted on June 5, 2015 fully vested ratatbly on the 3rd, 4th, and 5th anniversary of Grant Date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.84 to $30.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder to the Issuer, or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
