Filing Details
- Accession Number:
- 0001209191-11-025394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 17:25:54
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 17:25:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475141 | James Christopher Walsh | C/O Unitedhealth Group Incorporated 9900 Bren Road East Minnetonka MN 55343 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-28 | 35,355 | $33.94 | 115,793 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 29,101 | $49.10 | 86,692 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2011-04-28 | 22,422 | $29.74 | 109,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-28 | 17,357 | $49.10 | 91,757 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-04-29 | 11,319 | $49.06 | 80,438 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2011-04-28 | 35,355 | $0.00 | 35,355 | $33.94 |
| Common Stock | Stock Appreciation Right | Disposition | 2011-04-28 | 22,422 | $0.00 | 22,422 | $29.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,354 | 2018-06-05 | No | 4 | M | Direct | |
| 42,420 | 2019-02-03 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $49.06 to $49.075 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
- The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.
Billionaire Hedge Funds
