Filing Details
- Accession Number:
- 0001288469-21-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-07 13:00:00
- Reporting Period:
- 2021-05-05
- Accepted Time:
- 2021-05-07 17:56:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1288469 | Maxlinear Inc | MXL | Semiconductors & Related Devices (3674) | 141896129 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1642366 | James Lougheed | C/O Maxlinear, Inc. 5966 La Place Court, Suite 100 Carlsbad CA 92008 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-05 | 4,828 | $21.02 | 84,535 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-05 | 148 | $13.03 | 84,683 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-05 | 4,976 | $36.00 | 79,707 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-07 | 10,000 | $13.03 | 89,707 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-07 | 10,000 | $36.00 | 79,707 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-05 | 4,828 | $0.00 | 4,828 | $21.02 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-05 | 148 | $0.00 | 148 | $13.03 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-07 | 10,000 | $0.00 | 10,000 | $13.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-09-17 | No | 4 | M | Direct | |
| 12,531 | 2022-09-14 | No | 4 | M | Direct | |
| 2,531 | 2022-09-14 | No | 4 | M | Direct |
Footnotes
- Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one-seventeenth (1/17th) of the shares subject to the option vested and became exercisable on May 17, 2017 (the "Vesting Commencement Date), and one seventeenth (1/17th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date.
- Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, the option shall vest as follows: (i) beginning on May 14, 2017 (the "Vesting Commencement Date) and through December 14, 2017, 11.452% of the shares subject to the option vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, (ii) beginning on January 14, 2018 and through December 14, 2018, 28.015% of the shares subject to the option shall vest and become exercisable in equal monthly installments over such period on the same day of the month as the Vesting Commencement Date, and (iii) beginning on January 14, 2019 and through December 14, 2019, 60.533% of the shares subject to the option shall vest and become exercisable in equal monthly installments on the same day of the month as the Vesting Commencement Date.
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