Filing Details
- Accession Number:
- 0001441683-21-000039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-06 13:00:00
- Reporting Period:
- 2021-05-04
- Accepted Time:
- 2021-05-06 16:21:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441683 | Appian Corp | APPN | Services-Prepackaged Software (7372) | 541956084 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1811936 | Calvin Eric Cross | 7950 Jones Branch Drive Mclean VA 22102 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-05-06 | 7,524 | $0.00 | 7,524 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-05-06 | 150 | $98.82 | 7,374 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-05-06 | 620 | $99.71 | 6,754 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2021-05-06 | 1,800 | $100.99 | 4,954 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Acquisiton | 2021-05-04 | 5,648 | $0.00 | 5,648 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2021-05-06 | 7,524 | $0.00 | 7,524 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,444 | No | 4 | A | Direct | ||
23,920 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.23 to $99.11, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) - (5).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.23 to $100.13, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.68 to $101.15, inclusive.
- Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
- The RSUs will vest in four (4) equal annual installments commencing on the one-year anniversary of May 5, 2021, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.
- The RSUs were granted on 6/4/2020 and 7,524 of the RSUs vested on 5/5/2021, 7,524 RSUs will vest on each of 5/5/2022 and 5/5/2023, and 3,224 of the RSUs will vest on 5/5/2024, provided that the Reporting Person has provided continuous service to the Issuer through each vesting date.