Filing Details
- Accession Number:
- 0001181431-11-026329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 16:55:39
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 16:55:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393818 | Blackstone Group L.p. | BX | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238989 | E Hamilton James | C/O The Blackstone Group L.p. 345 Park Avenue New York NY 10154 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Units Representing Limited Partnership Interests | Disposition | 2011-04-28 | 500,000 | $19.10 | 9,500,000 | No | 4 | S | Indirect | See footnote |
Common Units Representing Limited Partnership Interests | Disposition | 2011-04-29 | 375,000 | $18.95 | 9,125,000 | No | 4 | S | Indirect | See footnote |
Common Units Representing Limited Partnership Interests | Disposition | 2011-05-02 | 375,000 | $18.72 | 8,750,000 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Units Representing Limited Partnership Interests | Blackstone Holdings Partnership units | Disposition | 2011-04-28 | 27,456 | $0.00 | 27,456 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,356,505 | No | 5 | G | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Units Representing Limited Partnership Interests | Blackstone Holdings Partnership units | $0.00 | 7,723,795 | 7,723,795 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
7,723,795 | 7,723,795 | Indirect |
Footnotes
- These Blackstone Holdings partnership units are held in a limited liability company of which the Reporting Person and his spouse are the beneficial owners.
- A "Blackstone Holdings partnership unit" collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P. and Blackstone Holdings IV L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the Reporting Person has the right, exercisable from time to time, to exchange each Blackstone Holding partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2011 other than pursuant to the transactions or programs approved by Blackstone.
- The Reporting Person donated a total of 27,456 Blackstone Holdings partnership units to various charities.
- These Blackstone Holdings partnership units are held in a trust, for the benefit of the of the Reporting Person's children, of which the Reporting Person is a trustee with investment power. The Reporting Person disclaims beneficial ownership of the Blackstone Holdings partnership units held in this trust.