Filing Details
- Accession Number:
- 0001730168-21-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-06 13:00:00
- Reporting Period:
- 2021-05-04
- Accepted Time:
- 2021-05-06 17:11:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1142524 | W Eddy Hartenstein | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2021-05-04 | 60 | $439.75 | 3,596 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-04 | 108 | $440.60 | 3,488 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-04 | 155 | $442.34 | 3,333 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-04 | 177 | $443.69 | 3,156 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-04 | 30 | $445.32 | 3,126 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-05 | 133 | $444.22 | 2,993 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-05 | 60 | $446.07 | 2,933 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-05 | 90 | $447.64 | 2,843 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-05 | 127 | $448.40 | 2,716 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-05 | 90 | $450.12 | 2,626 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2021-05-05 | 30 | $451.08 | 2,596 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.001 Par Value | 22,892 | Indirect | See Footnote |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Transaction executed in multiple trades at prices ranging from $439.27 to $440.23 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 476 restricted stock units.
- Transaction executed in multiple trades at prices ranging from $440.31 to $440.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $442.06 to $443.05 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $443.16 to $444.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $443.86 to $444.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $445.78 to $446.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $447.24 to $447.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $448.28 to $448.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $450.08 to $450.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
Billionaire Hedge Funds
