Filing Details

Accession Number:
0001217234-21-000095
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-05-06 13:00:00
Reporting Period:
2021-05-03
Accepted Time:
2021-05-06 20:53:20
Original Submission Date:
2021-05-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA Services-Medical Laboratories (8071) 943316839
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613855 Peter Maag C/O Caredx, Inc.
1 Tower Place, 9Th Floor
South San Francisco CA 94080
Executive Chair Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-03 9,101 $27.17 429,444 No 4 M Direct
Common Stock Disposition 2021-05-03 16,952 $76.50 412,492 No 4 S Direct
Common Stock Disposition 2021-05-03 3,048 $77.42 409,444 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-05-03 9,101 $0.00 9,101 $27.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
86,899 2029-02-04 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 11, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.005 to $77.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.02 to $77.83, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  4. 1/4th of the shares subject to the option shall vest on January 25, 2020 and 1/48th of the shares subject to the option shall vest monthly thereafter.