Filing Details
- Accession Number:
- 0001371285-21-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-06 13:00:00
- Reporting Period:
- 2021-05-04
- Accepted Time:
- 2021-05-06 18:22:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371285 | Trupanion Inc. | TRUP | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560444 | A Robin Ferracone | C/O Trupanion, Inc. 6100 4Th Avenue South, Suite 200 Seattle WA 98108 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-04 | 6,000 | $79.79 | 45,056 | No | 4 | P | Indirect | By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002 |
| Common Stock | Acquisiton | 2021-05-04 | 6,000 | $80.94 | 51,056 | No | 4 | P | Indirect | By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002 |
| Common Stock | Acquisiton | 2021-05-04 | 2,000 | $77.83 | 2,000 | No | 4 | P | Indirect | By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988 |
| Common Stock | Acquisiton | 2021-05-04 | 2,000 | $78.04 | 4,000 | No | 4 | P | Indirect | By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988 |
| Common Stock | Acquisiton | 2021-05-04 | 2,000 | $78.31 | 6,000 | No | 4 | P | Indirect | By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988 |
| Common Stock | Acquisiton | 2021-05-05 | 23,360 | $7.73 | 32,647 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-05 | 23,213 | $8.57 | 55,860 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-05 | 18,608 | $16.06 | 74,468 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002 |
| No | 4 | P | Indirect | By Robin A. Ferracone TTEE Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002 |
| No | 4 | P | Indirect | By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988 |
| No | 4 | P | Indirect | By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988 |
| No | 4 | P | Indirect | By S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988 |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-05 | 23,360 | $0.00 | 23,360 | $7.73 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-05 | 23,213 | $0.00 | 23,213 | $8.57 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-05-05 | 18,608 | $0.00 | 18,608 | $16.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-18 | No | 4 | M | Direct | |
| 0 | 2026-02-05 | No | 4 | M | Direct | |
| 0 | 2027-02-21 | No | 4 | M | Direct |
Footnotes
- The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $79.76 to $80.17 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Shares held of record by Robin A. Ferracone TTEE and Stewart R. Smith TTEE of the Robin A. Ferracone Living Trust dtd 6/3/2002, of which the reporting person is a beneficiary.
- The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $80.19 to $80.9877 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.73 to $77.8599 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Shares held of record by S. Smith and R. Ferracone TTEE Stewart R. Smith Living Trust U/A dtd 12/13/1988, of which the reporting person's spouse is the sole beneficiary and both the reporting person and reporting person's spouse are co-trustees.
- The reported price in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $78.294 to $78.3084 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- This stock option is fully vested.
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