Filing Details
- Accession Number:
- 0000855658-21-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-06 13:00:00
- Reporting Period:
- 2021-05-05
- Accepted Time:
- 2021-05-06 13:03:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1122794 | E John Major | 5555 Ne Moore Court Hillsboro OR 97124 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-05 | 7,494 | $0.00 | 38,552 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-05-05 | 1,000 | $6.29 | 39,552 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-05 | 1,000 | $48.14 | 38,552 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2021-05-05 | 1,000 | $0.00 | 1,000 | $6.29 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-05-05 | 7,494 | $0.00 | 7,494 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 56,756 | 2019-03-14 | 2028-03-14 | No | 4 | M | Direct |
| 0 | 2021-05-05 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units - no purchase price for this transaction.
- The transaction indicated was conducted under an approved 10b5-1 Plan.
- This option to purchase shares of common stock vests as follows: one-third of the total number of shares subject to the option shall vest on each of the first three anniversaries of the grant date.
- Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuers common shares without payment of specific consideration.
- The restricted stock units vest 100% on the first anniversary of the Grant Date.
- Not applicable.
Billionaire Hedge Funds
