Filing Details
- Accession Number:
- 0001127602-21-015705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-06 13:00:00
- Reporting Period:
- 2021-05-04
- Accepted Time:
- 2021-05-06 15:56:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
94049 | Stepan Co | SCL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 361823834 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1839533 | Finn Richard Stepan | 22 West Frontage Road Northfield IL 60093 | V.p. And Gen'l. Mgr., Polymers | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-04 | 552 | $72.99 | 211,203 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-04 | 300 | $133.06 | 212,044 | No | 4 | D | Direct | |
Common Stock | Disposition | 2021-05-04 | 73 | $133.06 | 211,143 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-05-04 | 563 | $92.29 | 211,766 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-04 | 387 | $133.06 | 211,657 | No | 4 | D | Direct | |
Common Stock | Disposition | 2021-05-04 | 51 | $133.06 | 211,092 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-05-04 | 578 | $102.30 | 212,344 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-04 | 441 | $133.06 | 211,216 | No | 4 | D | Direct | |
Common Stock | Disposition | 2021-05-04 | 39 | $133.06 | 211,053 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2021-05-05 | 184 | $72.99 | 211,237 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2021-05-05 | 188 | $92.29 | 211,425 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-05 | 1,043 | $135.11 | 210,382 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2021-05-04 | 552 | $0.00 | 552 | $72.99 |
Common Stock | Stock Appreciation Right | Disposition | 2021-05-04 | 563 | $0.00 | 563 | $92.29 |
Common Stock | Stock Appreciation Right | Disposition | 2021-05-04 | 578 | $0.00 | 578 | $102.30 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-05 | 184 | $0.00 | 184 | $72.99 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-05-05 | 188 | $0.00 | 188 | $92.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-12-31 | 2028-02-20 | No | 4 | M | Direct |
563 | 2020-12-31 | 2029-02-19 | No | 4 | M | Direct |
1,158 | 2020-12-31 | 2030-02-18 | No | 4 | M | Direct |
0 | 2020-12-31 | 2028-02-20 | No | 4 | M | Direct |
188 | 2020-12-31 | 2029-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 918 | Indirect | By ESOP II Trust |
Footnotes
- The Stock Appreciation Rights ("SARS") were settled in shares of common stock as per the terms of the award.
- Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
- Withholding of shares to satisfy tax liability on exercise of SARs.
- The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $135.00 to $135.38, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.
- Reflects ESOP II acquisitions that have occurred since the Reporting Person's last ownership report covering ESOP II transactions.