Filing Details
- Accession Number:
- 0000927066-21-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-05 13:00:00
- Reporting Period:
- 2021-05-04
- Accepted Time:
- 2021-05-05 20:10:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927066 | Davita Inc. | DVA | Services-Misc Health & Allied Services, Nec (8090) | 510354549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1735907 | O James Hearty | C/O Davita Inc. 2000 16Th Street Denver CO 80202 | Chief Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-05-04 | 3,308 | $75.42 | 16,874 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-04 | 2,064 | $120.92 | 14,810 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2021-05-04 | 360 | $120.92 | 14,450 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-05-04 | 884 | $121.89 | 13,566 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2021-05-04 | 3,308 | $0.00 | 3,308 | $75.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-05-13 | 2021-05-13 | No | 4 | M | Direct |
Footnotes
- Represents the shares withheld in payment of the base price in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
- Represents the shares withheld to satisfy the tax withholding obligation in connection with the exercise of Stock Appreciation Rights reported on this Form 4.
- Represents the weighted average sale price of $121.885. The range of prices for the sale of these shares was $121.88 - $121.92 rounded to the nearest tenth. The reporting person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Stock Appreciation Rights were granted on May 13, 2016, which vested 50% each on May 13, 2019 and May 13, 2020.
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