Filing Details
- Accession Number:
- 0001057058-11-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-02 16:20:46
- Reporting Period:
- 2011-04-28
- Filing Date:
- 2011-05-02
- Accepted Time:
- 2011-05-02 16:20:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1057058 | Waste Connections Inc. | WCN | Refuse Systems (4953) | 943283464 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229832 | Worthing Jackman | 2295 Iron Point Road Suite 200 Folsom CA 95630 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-28 | 50,625 | $15.45 | 161,928 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-28 | 50,625 | $30.42 | 111,303 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-28 | 6,818 | $14.68 | 118,121 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-28 | 6,818 | $30.42 | 111,303 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-28 | 41,933 | $14.68 | 153,236 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-04-28 | 41,933 | $30.42 | 111,303 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-28 | 50,625 | $0.00 | 0 | $15.45 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-28 | 6,818 | $0.00 | 0 | $14.68 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-04-28 | 41,933 | $0.00 | 0 | $14.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-02-14 | 2016-02-14 | No | 4 | M | Direct |
0 | 2005-10-27 | 2015-02-23 | No | 4 | M | Direct |
0 | 2005-10-27 | 2015-02-23 | No | 4 | M | Direct |
Footnotes
- The zero in Table II, Column 8 is a placeholder only that is required by the EDGAR software and should be disregarded.
- This option was previously reported as an option for 22,500 shares of common stock at an exercise price of $34.76 per share, but was adjusted to reflect WCI's 3-for2 stock splits in the form of 50% stock dividends effective March 13, 2007 and November 12, 2010. Accordingly, onNovember 12, 2010, the date the stock dividend was paid, the option became exercisable for 50,625 shares at an exercise price of $15.45 per share.
- This option was previously reported as an option for 3,030 shares of common stock at an exercise price of $33.03 per share, but was adjusted to reflect WCI's 3-for2 stock splits in the form of 50% stock dividends effective March 13, 2007 and November 12, 2010. Accordingly, on November 12, 2010, the date the stock dividend was paid, the option became exercisable for 6,818 shares at an exercise price of $14.68 per share.
- Option for 50,625 shares, 1/4 exercisable 2/14/07, 2/14/08, 2/14/09 and 2/14/10.
- This option was previously reported as an option for 71,970 shares of common stock at an exercise price of $33.03 per share, but was adjusted to reflect WCI's 3-for-2 stock splits in the form of 50% stock dividends effective March 13, 2007 and November 12, 2010. Accordingly, on November 12, 2010, the date the stock dividend was paid, the option became exercisable for 161,933 shares at an exercise price of $14.68 per share.