Home > Insider Trading > Filing (0001562180-21-003277)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
719739	Svb Financial Group	SIVB	State Commercial Banks (6022)	911962278

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1787570	Karen Hon	3005 Tasman Drive Santa Clara CA 95054	Chief Accounting Officer	No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-05-01	118	$0.00	3,524	No	4	M	Direct
Common Stock	Acquisiton	2021-05-01	154	$0.00	3,678	No	4	M	Direct
Common Stock	Acquisiton	2021-05-01	89	$0.00	3,767	No	4	M	Direct
Common Stock	Acquisiton	2021-05-01	217	$0.00	3,984	No	4	M	Direct
Common Stock	Acquisiton	2021-05-02	123	$0.00	4,107	No	4	M	Direct
Common Stock	Disposition	2021-05-01	59	$564.63	4,048	No	4	F	Direct
Common Stock	Disposition	2021-05-01	77	$564.63	3,971	No	4	F	Direct
Common Stock	Disposition	2021-05-01	45	$564.63	3,926	No	4	F	Direct
Common Stock	Disposition	2021-05-01	91	$564.63	3,835	No	4	F	Direct
Common Stock	Disposition	2021-05-02	61	$564.63	3,774	No	4	F	Direct
Common Stock	Disposition	2021-05-03	185	$576.71	3,589	No	4	S	Direct
Common Stock	Disposition	2021-05-03	236	$576.71	3,353	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	F	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2021-05-01	118	$0.00	118	$0.00
Common Stock	Restricted Stock Unit	Disposition	2021-05-01	154	$0.00	154	$0.00
Common Stock	Restricted Stock Unit	Disposition	2021-05-01	89	$0.00	89	$0.00
Common Stock	Restricted Stock Unit	Disposition	2021-05-01	217	$0.00	217	$0.00
Common Stock	Restricted Stock Unit	Disposition	2021-05-02	123	$0.00	123	$0.00
Common Stock	Stock Option	Acquisiton	2021-05-03	356	$0.00	356	$564.63
Common Stock	Restricted Stock Unit	Acquisiton	2021-05-03	355	$0.00	355	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
118	2025-05-01	No	4	M	Direct
308	2026-04-30	No	4	M	Direct
177	2026-05-01	No	4	M	Direct
650	2027-05-01	No	4	M	Direct
0	2024-05-02	No	4	M	Direct
356	2028-05-03	No	4	A	Direct
355	2028-05-03	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	320	Indirect	By 401(k)/ESOP

Footnotes

Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021.
The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2021.
25%/4yr beginning on 01-May-2018.
25%/4yr beginning on 01-May-2019.
25%/4yr beginning on 01-May-2020.
25%/4yr beginning on 02-May-2017.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.