Filing Details
- Accession Number:
- 0001104659-21-061940
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-05 13:00:00
- Reporting Period:
- 2021-05-03
- Accepted Time:
- 2021-05-05 21:53:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1847075 | Tradeup Global Corp | TUGC | Blank Checks (6770) | 981584130 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1858469 | Jianwei Li | 437 Madison Avenue, 27Th Floor New York NY 10022 | Chief Financial Officer | Yes | Yes | Yes | No |
1858472 | Tradeup Global Sponsor Llc | C/O Tradeup Global Corporation 437 Madison Avenue, 27Th Floor New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2021-05-03 | 215,000 | $10.00 | 215,000 | No | 4 | P | Direct | |
Class A Ordinary Shares | Acquisiton | 2021-05-03 | 850,000 | $0.00 | 1,065,000 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Class B Ordinary Shares | Disposition | 2021-05-03 | 850,000 | $0.00 | 850,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
240,000 | No | 4 | M | Direct |
Footnotes
- TradeUP Global Sponsor LLC ("Sponsor") holds (i) 1,065,000 Class A Ordinary Shares, par value $0.0001 per share (the "Class A Shares"), of TradeUP Global Corporation (the "Issuer") and (ii) 240,000 Class B Ordinary Shares, par value $0.0001 per share (the "Class B Shares"), of the Issuer. Jianwei Li is the manager of Sponsor.
- On May 3, 2021 in connection with the Issuer's initial public offering, (i) Sponsor purchased from the Issuer 215,000 Class A Shares at a purchase price of $10.00 per share.
- In connection with the closing of the Issuer's initial public offering, on May 3, 2021, 850,000 Class B Shares were converted into Class A Shares.
- TradeUP Global Sponsor LLC is the record holder of the shares reported herein. Jianwei Li is the manager of TradeUP Global Sponsor LLC. As such. Mr. Li may be deemed to have beneficial ownership of the Class B ordinary shares held directly by TradeUP Global Sponsor LLC. Mr. Li disclaims beneficial ownership over any securities owned by our sponsor in which he does not have any pecuniary interest.
- The Class B Shares will automatically convert into Class A Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.