Filing Details

Accession Number:
0001127602-21-015584
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-05 13:00:00
Reporting Period:
2021-05-04
Accepted Time:
2021-05-05 17:57:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486096 John Aldo Pagliari Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Sr Vp - Finance & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-04 7,439 $79.04 66,006 No 4 M Direct
Common Stock Disposition 2021-05-04 7,439 $243.02 58,567 No 4 S Direct
Common Stock Acquisiton 2021-05-05 61 $79.04 58,628 No 4 M Direct
Common Stock Disposition 2021-05-05 61 $242.90 58,567 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-05-04 7,439 $0.00 7,439 $79.04
Common Stock Stock Option (Right to Buy) Disposition 2021-05-05 61 $0.00 61 $79.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,561 2023-02-13 No 4 M Direct
22,500 2023-02-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $60.00 2022-02-08 24,000 24,000 Direct
Common Stock Stock Option (Right to Buy) $109.43 2024-02-13 33,000 33,000 Direct
Common Stock Stock Option (Right to Buy) $144.69 2025-02-12 34,000 34,000 Direct
Common Stock Stock Option (Right to Buy) $138.03 2026-02-11 35,000 35,000 Direct
Common Stock Stock Option (Right to Buy) $168.70 2027-02-09 36,000 36,000 Direct
Common Stock Stock Option (Right to Buy) $161.18 2028-02-15 26,052 26,052 Direct
Common Stock Stock Option (Right to Buy) $155.92 2020-02-14 2029-02-14 23,500 23,500 Direct
Common Stock Stock Option (Right to Buy) $155.34 2021-02-13 2030-02-13 23,500 23,500 Direct
Common Stock Stock Option (Right to Buy) $189.89 2022-02-11 2031-02-11 14,986 14,986 Direct
Common Stock Restricted Stock Units $0.00 2024-02-11 2024-02-11 2,337 2,337 Direct
Common Stock Performance Units $0.00 2,992 2,992 Direct
Common Stock Performance Units $0.00 2,840 2,840 Direct
Common Stock Performance Units $0.00 4,673 4,673 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-08 24,000 24,000 Direct
2024-02-13 33,000 33,000 Direct
2025-02-12 34,000 34,000 Direct
2026-02-11 35,000 35,000 Direct
2027-02-09 36,000 36,000 Direct
2028-02-15 26,052 26,052 Direct
2029-02-14 23,500 23,500 Direct
2030-02-13 23,500 23,500 Direct
2031-02-11 14,986 14,986 Direct
2024-02-11 2,337 2,337 Direct
2,992 2,992 Direct
2,840 2,840 Direct
4,673 4,673 Direct
Footnotes
  1. Includes 13.5020 shares acquired under a dividend reinvestment plan.
  2. This transaction was executed in multiple trades at prices ranging from $242.90 to $243.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  3. Option fully vested.
  4. Exercise of Rule 16b-3 stock option.
  5. Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  6. 1 for 1.
  7. The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.
  8. If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  9. If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  10. If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.