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Filing Details

Accession Number:: 0001013857-21-000106
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-05 13:00:00
Reporting Period:: 2021-05-03

Accepted Time:: 2021-05-05 16:42:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1013857	Pegasystems Inc	PEGA	Services-Computer Processing & Data Preparation (7374)	042787865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1680115	Kenneth Stillwell	C/O Pegasystems Inc. One Rogers Street Cambridge MA 02142	Coo, Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-05-03	2,187	$0.00	10,155	No	4	M	Direct
Common Stock	Disposition	2021-05-03	970	$126.94	9,185	No	4	F	Direct
Common Stock	Acquisiton	2021-05-03	10,576	$27.74	19,761	No	4	M	Direct
Common Stock	Disposition	2021-05-03	5,994	$125.34	13,767	No	4	F	Direct
Common Stock	Disposition	2021-05-03	4,582	$124.74	9,185	No	4	S	Direct
Common Stock	Disposition	2021-05-03	700	$123.64	8,485	No	4	S	Direct
Common Stock	Disposition	2021-05-03	300	$124.84	8,185	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2021-05-03	2,187	$0.00	2,187	$0.00
Common Stock	Stock Options	Disposition	2021-05-03	10,576	$0.00	10,576	$27.74

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,187	2017-08-01		No	4	M	Direct
10,576	2017-08-01	2026-08-01	No	4	M	Direct

Footnotes

Represents the 5% quarterly vesting on May 1, 2021, with a release date of May 3, 2021, the first business day following vesting. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterlyinstallments over the remaining four years.
Represents the exercise price of the stock options referenced in Table II and Mr. Stillwell's tax liability, which were paid by way of the Company withholding shares of equal value.
Represents the weighted average of sale prices, ranging from $124.69 to $125.04. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Sold pursuant to a pre-arranged trading plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Represents the weighted average of sale prices, ranging from $123.24 to $124.03. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Represents the weighted average of sale prices, ranging from $124.25 to $125.14. The individual has provided the Company, and undertakes to provide to the staff of the Security and Exchange Commission or any security holder of the Company, upon request, full information regarding the number of shares sold at each separate price.
Does not include shares of common stock subject to unvested restricted stock units and/or options awards.
Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
Once vested, the shares of common stock are not subject to expiration.
Options vested 20% on August 1, 2017, with the remaining 80% vesting in equal quarterly amounts.