Home > Insider Trading > Filing (0001127602-21-015281)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4962	American Express Co	AXP	Finance Services (6199)	134922250

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1730101	Denise Pickett	200 Vesey Street, American Express Tower New York NY 10285-5001	Pres., Gsg And Tls	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-04-30	5,260	$154.63	20,905	No	4	A	Direct
Common Stock	Disposition	2021-04-30	2,800	$154.63	18,105	No	4	F	Direct
Common Stock	Acquisiton	2021-04-30	5,260	$98.75	23,365	No	4	M	Direct
Common Stock	Disposition	2021-04-30	5,260	$153.11	18,105	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2021-04-30	5,260	$0.00	5,260	$98.75
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2021-04-30	5,260	$0.00	5,260	$98.75

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,260	2021-04-30	2028-04-30	No	4	A	Direct
0	2021-04-30	2028-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,390	Indirect	by ESOP

Footnotes

Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2018 and have vested based on the Company's 2018-20 average return on equity performance.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of the net shares acquired from this exercise.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.10 to $153.12. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
Includes shares acquired pursuant to dividend reinvestment.
Shares held in reporting person's account under the Company's Employee Stock Ownership Plan.
The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2018. These options became exercisable on April 30, 2021.