Filing Details
- Accession Number:
- 0001628280-21-008886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-04 13:00:00
- Reporting Period:
- 2021-05-03
- Accepted Time:
- 2021-05-04 16:31:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043219 | Annaly Capital Management Inc | NLY | Real Estate Investment Trusts (6798) | 223479661 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1769848 | Edward Thomas Hamilton | C/O Annaly Capital Management, Inc. 1211 Avenue Of The Americas New York NY 10036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-05-03 | 80,000 | $9.18 | 0 | No | 4 | S | Indirect | 2012 Hamilton Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | 2012 Hamilton Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 130,000 | Direct | |
Common Stock | 330,000 | Indirect | Cure FA Foundation, Inc. |
Footnotes
- The sale was made in connection with the reporting person's estate planning
- This transaction was executed in multiple trades at prices ranging from $9.18 to $9.185. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected