Filing Details
- Accession Number:
- 0000899243-21-018116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-04 13:00:00
- Reporting Period:
- 2020-12-23
- Accepted Time:
- 2021-05-04 16:31:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1785530 | Werewolf Therapeutics Inc. | HOWL | Pharmaceutical Preparations (2834) | 823523180 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1857822 | Sakae Asanuma | C/O Werewolf Therapeutics, Inc. 1030 Massachusetts Avenue, Suite 210 Cambridge MA 02138 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-04 | 1,318,311 | $0.00 | 1,318,311 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-05-04 | 438,098 | $0.00 | 1,756,409 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-05-04 | 312,500 | $16.00 | 2,068,909 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Acquisiton | 2020-12-23 | 3,797,921 | $0.92 | 438,098 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-05-04 | 11,428,570 | $0.00 | 1,318,311 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-05-04 | 3,797,921 | $0.00 | 438,098 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,797,921 | No | 4 | P | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- On May 4, 2021, the Series A Preferred Stock automatically converted into Common Stock on a 8.6691-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- The securities reported herein are held by Taiho Ventures, LLC. Sakae Asanuma is the President & CEO of Taiho Ventures, LLC.
- On May 4, 2021, the Series B Preferred Stock automatically converted into Common Stock on a 8.6691-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- The Series B Preferred Stock was convertible into common stock on a 8.6691-for-one basis into the number of shares of common stock shown in Column 7 without payment of further consideration at the holder's election or upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.