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Filing Details

Accession Number:: 0000016918-21-000115
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-05-04 13:00:00
Reporting Period:: 2021-04-30

Accepted Time:: 2021-05-04 16:25:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
16918	Constellation Brands Inc.	STZ	Beverages (2080)	160716709

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1245565	Iii A James Locke	C/O Constellation Brands, Inc. 207 High Point Drive, Building 100 Victor NY 14564		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-04-30	11,341	$0.00	11,341	No	4	C	Direct
Class A Common Stock	Disposition	2021-04-30	11,341	$240.52	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class 1 (Convertible) Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2021-04-30	4,824	$0.00	4,824	$29.02
Class A Common Stock	Class 1 (convertible) Common Stock	Acquisiton	2021-04-30	4,824	$29.02	4,824	$0.00
Class A Common Stock	Class 1 (convertible) Common Stock	Disposition	2021-04-30	4,824	$0.00	4,824	$0.00
Class 1 (Convertible) Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2021-04-30	6,517	$0.00	6,517	$21.48
Class A Common Stock	Class 1 (convertible) Common Stock	Acquisiton	2021-04-30	6,517	$21.48	6,517	$0.00
Class A Common Stock	Class 1 (convertible) Common Stock	Disposition	2021-04-30	6,517	$0.00	6,517	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-01-27	2022-07-27	No	4	M	Direct
4,824			No	4	M	Direct
0			No	4	C	Direct
0	2012-01-21	2021-07-21	No	4	M	Direct
6,517			No	4	M	Direct
0			No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	39,517	Indirect	James A. Locke III Revocable Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class 1 (convertible) Common Stock	$0.00			10,447	10,447	Indirect
Class A Common Stock	Class B (convertible) Common Stock	$0.00			264	264	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	10,447	10,447	Indirect
	264	264	Indirect

Footnotes

The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis.
Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $240.5000 to $240.8600, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Reflects a change in beneficial ownership of 39,517 shares of Class A Common Stock from direct to indirect. On April 23, 2021 and April 29, 2021 the reporting person transferred 3,971 and 35,546 shares respectively to the James A. Locke III Revocable Trust.
Held by the James A. Locke III Revocable Trust, of which the reporting person is the Trustee and beneficiary.
100% of this option has become exercisable.
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange.
Reflects a change in beneficial ownership of 10,447 shares of Class 1 Common Stock from direct to indirect. On April 27, 2021, the reporting person transferred 10,447 shares to the James A. Locke III Revocable Trust.
Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B.
Reflects a change in beneficial ownership of 264 shares of Class B Common Stock from direct to indirect. On April 29, 2021, the reporting person transferred 264 shares to the James A. Locke III Revocable Trust.