Filing Details
- Accession Number:
- 0000898770-21-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-04 13:00:00
- Reporting Period:
- 2021-04-30
- Accepted Time:
- 2021-05-04 17:18:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521166 | C Gregory Davis | 9220 Kirby Drive Suite 500 Houston TX 77054 | Vice President Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-04-30 | 9,000 | $17.50 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-03 | 10,242 | $4.30 | 10,242 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-03 | 10,242 | $17.46 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-03 | 1,410 | $6.74 | 1,410 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-03 | 1,410 | $17.46 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-03 | 6,093 | $4.80 | 6,093 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-03 | 6,093 | $17.46 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-03 | 3,350 | $3.26 | 3,350 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-03 | 3,350 | $17.46 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-04 | 13,953 | $4.30 | 13,953 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-04 | 13,953 | $16.52 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-03 | 10,242 | $4.30 | 10,242 | $4.30 |
Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-03 | 1,410 | $6.74 | 1,410 | $6.74 |
Common Stock | Sharps Compliance 2010 Stock Plan | Disposition | 2021-05-03 | 6,093 | $4.80 | 6,093 | $4.80 |
Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-03 | 3,350 | $3.26 | 3,350 | $3.26 |
Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-04 | 13,953 | $4.30 | 13,953 | $4.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
61,168 | 2015-11-21 | 2021-11-21 | No | 4 | M | Direct |
59,758 | 2016-08-28 | 2022-08-28 | No | 4 | M | Direct |
53,665 | 2018-09-28 | 2024-09-28 | No | 4 | M | Direct |
50,315 | 2019-11-29 | 2025-11-29 | No | 4 | M | Direct |
36,362 | 2015-11-21 | 2021-11-21 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021.
- This represents the weighted average sale of 21,095 shares. Shares were sold between a range of $17.25 and $17.70.
- Cashless exercise and immediate sale through a broker of a stock award granted on August 28, 2015. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on August 28, 2022.
- Cashless exercise and immediate sale through a broker of stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
- Cashless exercise and immediate sale through a broker of stock award granted on November 29, 2018. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 29, 2025.
- This represents the weighted average sale of 13,953 shares. Shares were sold between the range of $16.50 and $16.71.