Filing Details
- Accession Number:
- 0000898770-21-000033
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-04 13:00:00
- Reporting Period:
- 2021-04-30
- Accepted Time:
- 2021-05-04 17:14:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493839 | P Diana Diaz | 9220 Kirby Dr., Suite 500 Houston TX 77054 | Exec. Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-04-30 | 9,270 | $6.74 | 17,845 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-04-30 | 9,270 | $17.91 | 8,575 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-04-30 | 7,627 | $4.80 | 16,202 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-04-30 | 7,627 | $17.91 | 8,575 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-03 | 11,123 | $4.80 | 19,698 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-03 | 11,123 | $17.23 | 8,575 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-03 | 30,973 | $3.80 | 39,548 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-03 | 30,973 | $17.23 | 8,575 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-05-04 | 19,027 | $3.80 | 27,602 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-05-04 | 19,027 | $16.60 | 8,575 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-04-30 | 9,270 | $6.74 | 9,270 | $6.74 |
Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-04-30 | 7,627 | $4.80 | 7,627 | $4.80 |
Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-03 | 11,123 | $4.80 | 11,123 | $4.80 |
Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-03 | 30,973 | $3.80 | 30,973 | $3.80 |
Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-04 | 19,027 | $3.80 | 19,027 | $3.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
125,000 | 2016-08-28 | 2022-08-28 | No | 4 | M | Direct |
117,373 | 2018-09-28 | 2024-09-28 | No | 4 | M | Direct |
106,250 | 2018-09-28 | 2024-09-28 | No | 4 | M | Direct |
75,277 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
56,250 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on August 28, 2015, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on August 28, 2022.
- This represents the weighted average sale of 16,897 shares. Shares were sold between a range of $17.50 and $18.10.
- Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
- This represents the weighted average sale of 42,096 shares. Shares were sold between the range of $17 and $17.70.
- Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019, All shares were under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
- This represents this weighted average sale of 19,027 shares. Shares were sold between a range of $16.50 and $16.93.