Filing Details

Accession Number:
0000899243-21-018111
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-05-04 13:00:00
Reporting Period:
2020-12-23
Accepted Time:
2021-05-04 16:30:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1785530 Werewolf Therapeutics Inc. HOWL Pharmaceutical Preparations (2834) 823523180
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1808244 Alon Lazarus C/O Werewolf Therapeutics, Inc.
1030 Massachusetts Avenue, Suite 210
Cambridge MA 02138
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-04 1,235,917 $0.00 1,235,917 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-05-04 410,717 $0.00 1,646,634 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-05-04 400,000 $16.00 2,046,634 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Acquisiton 2020-12-23 3,560,551 $0.92 410,717 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2021-04-30 23,200 $0.00 23,200 $16.00
Common Stock Series A Preferred Stock Disposition 2021-05-04 10,714,284 $0.00 1,235,917 $0.00
Common Stock Series B Preferred Stock Disposition 2021-05-04 3,560,551 $0.00 410,717 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,560,551 No 4 P Indirect
23,200 2031-04-29 No 4 A Direct
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. On May 4, 2021, the Series A Preferred Stock automatically converted into Common Stock on a 8.6691-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
  2. The securities are held directly by Arkin Bio Ventures 2 L.P. (the "Fund"). The general partner of the Fund is Arkin Bio Ventures GP, the general partner of which is Arkin Bio Ventures GPGP Ltd. Moshe Arkin is the sole shareholder and chairman of the board of Arkin Bio Ventures GPGP Ltd. The Reporting Person is the Biotech Investment Manager of the Fund and, as a result, each of Arkin Bio Ventures GP, Arkin Bio Ventures GPGP Ltd., Mr. Arkin and the Reporting Person may be deemed to share voting and investment power with respect to the shares held by the Fund.
  3. On May 4, 2021, the Series B Preferred Stock automatically converted into Common Stock on a 8.6691-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
  4. The Series B Preferred Stock was convertible into common stock on a 8.6691-for-one basis into the number of shares of common stock shown in Column 7 without payment of further consideration at the holder's election or upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
  5. The option was granted on April 30, 2021. The shares underlying the option vest over three years, with one-third of the shares vesting on the first anniversary of the date of grant and the remaining shares vesting in equal monthly installments thereafter.