Filing Details
- Accession Number:
- 0000899243-21-018111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-04 13:00:00
- Reporting Period:
- 2020-12-23
- Accepted Time:
- 2021-05-04 16:30:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1785530 | Werewolf Therapeutics Inc. | HOWL | Pharmaceutical Preparations (2834) | 823523180 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1808244 | Alon Lazarus | C/O Werewolf Therapeutics, Inc. 1030 Massachusetts Avenue, Suite 210 Cambridge MA 02138 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-04 | 1,235,917 | $0.00 | 1,235,917 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-05-04 | 410,717 | $0.00 | 1,646,634 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2021-05-04 | 400,000 | $16.00 | 2,046,634 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Acquisiton | 2020-12-23 | 3,560,551 | $0.92 | 410,717 | $0.00 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2021-04-30 | 23,200 | $0.00 | 23,200 | $16.00 |
Common Stock | Series A Preferred Stock | Disposition | 2021-05-04 | 10,714,284 | $0.00 | 1,235,917 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2021-05-04 | 3,560,551 | $0.00 | 410,717 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,560,551 | No | 4 | P | Indirect | ||
23,200 | 2031-04-29 | No | 4 | A | Direct | |
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- On May 4, 2021, the Series A Preferred Stock automatically converted into Common Stock on a 8.6691-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- The securities are held directly by Arkin Bio Ventures 2 L.P. (the "Fund"). The general partner of the Fund is Arkin Bio Ventures GP, the general partner of which is Arkin Bio Ventures GPGP Ltd. Moshe Arkin is the sole shareholder and chairman of the board of Arkin Bio Ventures GPGP Ltd. The Reporting Person is the Biotech Investment Manager of the Fund and, as a result, each of Arkin Bio Ventures GP, Arkin Bio Ventures GPGP Ltd., Mr. Arkin and the Reporting Person may be deemed to share voting and investment power with respect to the shares held by the Fund.
- On May 4, 2021, the Series B Preferred Stock automatically converted into Common Stock on a 8.6691-for-one basis without payment of further consideration upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- The Series B Preferred Stock was convertible into common stock on a 8.6691-for-one basis into the number of shares of common stock shown in Column 7 without payment of further consideration at the holder's election or upon closing of the initial public offering of the Issuer's common stock. The shares had no expiration date.
- The option was granted on April 30, 2021. The shares underlying the option vest over three years, with one-third of the shares vesting on the first anniversary of the date of grant and the remaining shares vesting in equal monthly installments thereafter.