Filing Details
- Accession Number:
- 0000898770-21-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-05-04 13:00:00
- Reporting Period:
- 2021-04-30
- Accepted Time:
- 2021-05-04 17:11:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898770 | Sharps Compliance Corp | SMED | Hazardous Waste Management (4955) | 742657168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1158037 | P David Tusa | 9220 Kirby Drive Suite 500 Houston TX 77054 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-04-30 | 48,125 | $4.30 | 136,213 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-30 | 48,125 | $17.78 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-30 | 79,076 | $5.73 | 167,164 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-30 | 79,076 | $17.78 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-04-30 | 34,579 | $3.80 | 122,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-04-30 | 34,579 | $17.70 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-03 | 20,924 | $5.73 | 109,012 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-03 | 20,924 | $17.35 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-03 | 754 | $4.80 | 88,842 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-03 | 754 | $17.32 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-03 | 33,312 | $3.80 | 121,400 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-03 | 33,312 | $17.32 | 88,088 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-05-04 | 1,844 | $3.80 | 89,932 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-05-04 | 1,844 | $16.64 | 88,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-04-30 | 48,125 | $4.30 | 48,125 | $4.30 |
| Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-04-30 | 79,076 | $5.73 | 79,076 | $5.73 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-04-30 | 34,579 | $3.80 | 34,579 | $3.80 |
| Sharps Compliance 2010 Stock Plan Options | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-03 | 20,924 | $5.73 | 20,924 | $5.73 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-03 | 754 | $4.80 | 754 | $4.80 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-03 | 33,312 | $3.80 | 33,312 | $3.80 |
| Common Stock | Sharps Compliance 2010 Stock Plan Options | Disposition | 2021-05-04 | 1,844 | $3.80 | 1,844 | $3.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 559,270 | 2014-11-20 | 2021-11-20 | No | 4 | M | Direct |
| 480,194 | 2016-03-18 | 2022-03-18 | No | 4 | M | Direct |
| 445,615 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
| 424,691 | 2016-03-18 | 2022-03-18 | No | 4 | M | Direct |
| 423,937 | 2018-09-28 | 2024-09-28 | No | 4 | M | Direct |
| 390,625 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
| 388,781 | 2020-02-13 | 2026-02-13 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and immediate sale through a broker of a stock award granted on November 20, 2014. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on November 20, 2021.
- This represents the weighted average sale of 127,201 shares. Shares were sold between a range of $17.67 and $17.93.
- Cashless exercise and immediate sale through a broker of a stock award granted on March 18, 2015. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on March 18, 2022.
- Cashless exercise and immediate sale through a broker of a stock award granted on February 13, 2019. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on February 13, 2026.
- This represents the weighted average sale of 34,579 shares. Shares were sold between a range of $17.50 and $17.80.
- This represents the weighted average sale of 20,924 shares. Shares were sold between a range of $17.31 and $17.50.
- Cashless exercise and immediate sale through a broker of a stock award granted on September 28, 2017. All shares were issued under the Sharps Compliance Corp. 2010 Stock Plan and were scheduled to expire on September 28, 2024.
- This represents the weighted average sale of 34,066 shares. Shares were sold between the range of $17 and $17.65.
- This represents the weighted average sale of 1,844 shares. Shares were sold between the range of $16.50 and $16.70.
Billionaire Hedge Funds
